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FIRST CLEARING CUSTOMER FEE SCHEDULE

 

Advantage Checking & Debit Card Fees
Advantage Account—Basic (check writing only) $ 65 annual fee
Advantage Account—Standard (debit card & check writing) $125 annual fee
   
Advantage Check Orders—Individual (Additional delivery charges may apply from check vendor on options other than bulk mail)
Initial order-standard wallet (40 checks) Free Service
Re-order standard wallet (120) $ 9 (plus applicable tax)
Initial order-standard duplicate (120 checks) $20 (plus applicable tax)
Re-order standard duplicate (120) $20 (plus applcable tax)
   
Advantage Check Orders—Corporate (Corporate check orders are subject to overnight delivery fees)
Initial order (Three to a page) 252 checks $131.97
(plus applicable tax)
Re-order (Three to a page) 252 checks $87.79
(plus applicable tax)
   
Other Advantage Account Fees *
Insufficient Funds $20
Stop Payment Order $25
Returned Checks $25
Check Research $ 5 each
Check Copies Three free copies per month; $15 each over 3
ATM Transaction No internal service fee
Additional Debit Card $10 each
Overnight Mail Fee $20 per mailing
   
Other Fees
Prepayment on Sale (payment prior to settlement date) $15 or Margin Interest
Client Online Access to Account Free Service
Online Bill Pay Free Service
Deposited Item Returned $10 per item
Confirm Postage and Handling Fee $3
Bond Redemptions Free Service
Transfer on Death Application Fee Free Service
Historical Pricing for Estate Valuations $2.50 per cusip ($50 Minimum)
Filing for a Regulatory Extension for payment due on a Trade $5 Filing Fee plus margin rate on balance unpaid
Regulatory Trade Violations $5
Outside Investment Custodial Fee $100 annually
Lost Certificate Replacement $100 plus any out of pocket or pass-through fees
Research or Document Retrieval $15/hour
   
Transfer Fees (any additional transfer agent or depository fees are passed on at cost)
Account Transfer to another broker/dealer (ACAT) $95
Physical Certificate Issuance (if possible) $500
Delivery of position through Direct Registration System Free Service
Physical Certificate Reject Fee $50 per item
Direct Registration Reject Fee $75 per item
Withdrawal at Custodian $150 per security
Customer Name Safekeeping Held on exception basis and charged $150 annually. New certificates are charged an initial fee of $500
   
Reorganization Activity
Non-Physical Free Service
   
Mutual Funds
Load and No-Load Liquidation Fee $14 per trade
No-Load Commission/Transaction Fee $25
   
Wire Transfer Funds
Domestic $15 per wire
International $25 per wire
   
First Clearing as Custodian Retirement Account Fees
IRA Custodial Fee-Annual Maintenance $50
IRA Custodial Fee-Termination Fee $95
   
Annual Inactive Account Fees
Custodial Accounts $45
All other Accounts (excluding IRAs, Advantage Standard with debit card, and advisory accounts) $65

Above pricing effective June 30, 2016. With any of the client services items listed above, there may be certain instances where additional fees apply and will be charged and priced based on the situation. Fees that are directly passed on from vendors are subject to change without notice.

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Lafayette Investments is registered with the Securities and Exchange Commission as an investment advisor and a broker-dealer.