LAFAYETTE INVESTMENTS, INC.
Lafayette Investments, Inc. provides important disclosures on the topics below, in keeping with the requirement to provide disclosure information in a clear and conspicuous manner.
Business Continuity Disclosure Summary
and SIPC Protection Disclosure - This document provides a
summary of the Business Continuity Plan designed to enable Lafayette
to continue to meet its obligations to customers in the event
of a significant business disruption.
Routing Disclosure - Lafayette Investments is exempt from SEC Rule 606 reporting. However, order information is available by request to your financial professional.
Privacy Notice - This document
contains important privacy information for customers of Lafayette
Prospectus Delivery Methods
- This document contains information on prospectus delivery methods
following the implementation of the Access Equals Delivery model.
First Clearing Cash Sweep Program Disclosure Statement - Please follow this link for First Clearing’s most recent statement regarding its money market Cash Sweep Program.
Computer Security - This page provides specific information regarding Access Online and computer security best practices.
First Clearing Customer Fee Schedule - Please follow this link for a listing of First Clearing’s operational and annual account fees.
First Clearing Annual Account Fee Disclosures - Effective March 31, 2020
Customer Relationship Summary Brokerage Services - Effective June 30, 2020
Client Relationship Summary Investment Advisory Services - Effective June 30, 2020
Regulation Best Interest Disclosure - Effective June 30, 2020
Form ADV, Part 2A Disclosure Brochure - Effective March 31, 2021